Robert E. Mogar
Current Status and Future Trends in Psychedelic (LSD) Research
Journal of Human Psychology, Vol. 2,
1965, pp. 147-166.
Since the discovery of d-lysergic acid
diethylamide (LSD-25) in 1943, a voluminous literature has accumulated
concerning its effects on a variety of animals, including man. Despite the
mass of published reports, definitive evidence is generally lacking,
particularly with regard to the subjective and behavioral effects both during
and subsequent to the LSD induced state. It is well established that this
powerful agent produces major alterations in cerebral processes and central
autonomic functions. There is also ample evidence indicating a markedly
lowered threshold for arousal (Key & Bradley, 1960) and an increased
sensitivity to stimuli in all modalities (Klee, 1963). These
psychopharmacological effects parallel the findings of clinical and behavioral
studies at least on the molar descriptive level. Pronounced perceptual changes
have been almost invariably demonstrated with concomitant alterations in
affect, ideation, and the relationship between subject and environment
(Hoffer, 1965). Beyond these rather global findings, results have been
inconsistent and often contradictory, even within species far less complex
than man (Cohen, 1964).
The well-known methodological
problems encountered in research with centrally acting drugs are at least
partly responsible for the slow progress thus far (Zubin & Katz, 1964).
This has been especially true with human subjects. Systematic study of human
reactions to LSD poses unique problems associated with greater organic
complexity, shortcomings of currently available measuring devices, the
ubiquity of individual differences, lack of an adequate theoretical model, and
the influence of non-drug variables such as set and setting. In addition to
these experimental obstacles, LSD has until recently been the center of a
complicated medico-legal-social controversy (Harman, 1964). This has tended to
obscure the relevant empirical questions and inhibit investigations which are
both imaginative and reasonably objective.
AMBIVALENCE IN A PERIOD OF TRANSITION
The short but
illustrative history of LSD-25 (a) as a subject of research, (b) as a
psycho-social phenomenon, and (c) as a theoretical or philosophical enigma may
be viewed as a case study of significant trends in contemporary psychology and
psychiatry. It is equally instructive to reverse the process by viewing the
growing interest and fascination with altered states of consciousness from the
perspective of recent shifts in psychological theory and research. As young
disciplines lacking stable direction, self-scrutiny and constant revision
characterize the social sciences. And in the light of their subject-matter,
these fields are particularly attuned to the wider culture. In this connexion,
recent developments in the philosophy and sociology of science emphasize the
transactional interplay between theory, observer, and actuality. Rather than
laws of nature, theory and evidence are more accurately viewed as working
fictions or convenient myths and reflect the belief system of a given time and
place (Holten, et al., 1965). A rather extreme version of this "Indeterminacy
Model" of science has been described by Alfred de Grazia (1963, p. 56):
The model suggests that the spirit of the
times and customs dictate what will and will not be science.... Scientists
operate under the indeterminacy system by various myths - primarily of
rationality, of causation, and of power of choice - but in fact do not know
what they are seeking, what is available, or what are solutions. That their
compensation, whether in esteem, position, or money, is related to
performance is only an illusion. What is accepted and what is rejected are
therefore only a product of chance encounters of purpose and provision.
A growing body of empirical evidence supports
the view that science as a branch of human endeavor is socially and
psychologically conditioned just as any other human activity (Rosenthal,
1963). From this perspective, contemporary theoretical issues and recent
shifts in psychological research become a sensitive barometer of the present
social climate and also a timetable of significant cultural trends. A case in
point is the recent emergence of a "third force" in American psychology with
its emphasis on personal growth and greater realization of human
potentialities. The third force in psychology has counterparts in each of the
arts and science. (1)
Collectively, they represent a concerted effort to counteract the progressive
subordination of personal identity to what Erik Erikson calls the
"technological superidentity" (1962). Interestingly, they also share a highly
positive vision of modern man's foreseeable possibilities. This ambivalent,
somewhat paradoxical position suggests that contemporary humanistic thinking
has been inspired not only by the dehumanizing effects of the
scientific-industrial complex, but also by its capacity for making the lives
of men healthy, safe, and reasonably secure for the first time in history.
Traditionally, the motive power of western cultures has
necessarily focused on survival and environmental mastery - human strivings
which are highly congenial to a behavioristic or psychoanalytic frame of
reference. In contrast to these orientations, Maslow views the organismic
equilibrium made possible by satiated bodily needs, physical safety, and some
measure of psychological security as merely prerequisite to more uniquely
human pursuits. This hierarchical conception of man's strivings depicts him as
a self-directed creature with impulses toward creative expression and
self-enhancement as well as homeostatic maintenance (Maslow, 1962).
It is too early to gauge the extent to which Maslow's humanistic image
of man meshes with the modern temper. On the other hand, considerable evidence
has already accumulated indicating that behaviorism and psychoanalysis, in
their orthodox forms, no longer have what Bruner describes as "an immediate
resonance with the dialectic of experience" (1962). Yet their continuing
impact on our self-and world-view is clearly substantial. Thus, three
divergent orientations occupy the same stage concurrently reflecting and in
turn effecting social values and individual conduct. Viewed comparatively,
these equipotent theories of man and the research they generate give testimony
to the preoccupations and uncertainties of our time.
Placed
within this broader context, the diverse descriptions and interpretations of
the LSD experience become more understandable. And since psychedelic,
"mind-manifesting," substances have been known and ingested throughout man's
history (Barnard, 1963), the current fascination with this class of
experiences seems particularly significant. Although presently unclear, one
general reason for the increasing interest in psychedelic phenomena can be
identified: either as a means of investigating higher thought processes or as
a potentially valuable personal experience, the LSD-induced state is
intriguing because it meshes with the zeitgeist in the social sciences and
with major trends in the larger culture. There is convincing evidence from a
variety of quarters which supports this contention.
EXPERIMENTAL PSYCHOLOGY: THE RETURN OF THE OSTRACIZED
In
a recent issue of the American Psychologist, an incisive paper by a
well-known research psychologist is entitled, "Imagery: The Return of the
Ostracized" (Holt, 1964). After examining the traditional scientific and
cultural resistances to such phenomena as pseudohallucinations, hypnogogic and
dream images, extrasensory perception, and hypnosis, the author goes on to
describe the current status in these fields. Echoing Hebb's manifesto as
president of the American Psychological Association (1960), he points to a
number of recent breakthroughs in a variety of research areas which signal the
second phase of a psychological revolution. The first phase, covering the
first half of the century, was characterized by the scientific extremism of
psychoanalysis and behaviorism; movements which purged psychology of the
unique and the private. While both psychoanalysis and behaviorism in their
orthodox forms have made valuable contributions to our understanding of man,
it seems evident now that these orientations can no longer exclude altered
states of consciousness and novel perceptual experiences from the primary
subject-matter of a normal psychology.
Significantly,
some of the leading exponents of both theories such as B. F. Skinner (1963)
and H. Hartmann (1958) have recognized these omissions and indicated a need
for revision. Consistent with theoretical developments, behavioristic research
shows an increasing concern with internal processes including sensations,
images, and cognitions (London & Rosenhan, 1964). Similarly,
psychoanalytic studies focus more on normal or superior functioning and less
on pathology (Frosch & Ross, 1960). These trends are not surprising since
some of the most exciting developments during the past decade have occurred in
experimental work with dream activity, sensory deprivation, creativity,
hypnosis, and the psychedelic drugs. Viewing this rich array of research
activity as occurring within a broader cultural context, one convergent
finding seems of major significance; namely, that richness of imagination and
so-called regressive experiences are not the exclusive privilege of madmen and
artists. Instead, this work indicates quite conclusively that under favorable
circumstances, most people can greatly expand their experiential horizons
without sacrificing effectiveness in dealing with conventional reality.
The significant parallels among relatively independent lines
of investigation are most striking. First it should be noted that each of
these phenomenon (psychedelic, dreams, creativity, sensory isolation, and
hypnosis) have traditionally been associated with the negative, bizarre, and
abnormal. Until recently dreams and hypnosis have generally been linked with
magic and the occult. Similarly, "hallucinogenic" drug states, sensory
confinement, and inordinate creativeness have strong historical associations
with defective character and insanity. As a result, these classes of
experience have typically been treated as isolated phenomena, discontinuous
with other psychological processes and inexplicable in terms of known
principles.
Although presently accepted as legitimate areas
of study, the tainted heritage of novel experiences has continued to exert
strong influence. For example, recent findings indicate that the main features
of creativity and the necessary conditions for its development run counter to
prevailing ideologies (Getzels & Jackson, 1962; Gruen, 1964). Similar
cultural and professional resistances have been documented regarding the
psychedelic drugs with particular reference to their presumed
"psychotomimetic" properties (Savage & Stolaroff, 1965). The same biases
have been noted in perceptual isolation research. In their recent critique,
Arnhoff and Leon (1964) conclude that most studies of sensory deprivation
effects have grossly misapplied the concepts and terms of pathology. In much
the same vein, Shor's (1960, p. 162) work on "hypnotic-like" experiences in
normal subjects indicates that:
In our culture naturally-occurring
hypnotic-like experiences tend to be regarded with some misgivings if not as
outright pathology. Consequently they are little talked about, but this does
not mean that they occur with less frequency or profundity than in cultures
where they are encouraged or institutionalized. In many cultures such
experiences are seen as a vital source of creative inspiration and
gratification.
A second significant parallel
concerns the remarkable subjective and behavioral similarities of these
experiences. Consistent findings in research on hypnotic, psychedelic, and
dream states, certain phases of the creative process, as well as sensory and
dream deprivation indicate an almost complete overlap of major effects.
Reported communalities include significant alterations in perception,
dominance of sensation and imagery over verbal-associative thinking, relaxed
ego boundaries, changes in bodily feelings, and the suspension of conventional
reality orientation to space, time, and self.
Theoretical
accounts of these psychological changes have also run parallel. Whether
self-induced or situationally induced by means of fatigue, drugs, or some form
of stress, such states have typically been viewed as regressive, infantile, or
primitive, indicating sudden loss of ego control and the eruption of
unconscious forces. Until very recently, the effects have been interpreted as
disturbing, incapacitating, quasipsychotic, dissociative, or depersonalizing.
Consistent with these interpretations, persons prone to altered states of
awareness have generally been described as poorly adjusted, suggestible,
irrational, passive, and low in ego strength. (2)
Perhaps the most important parallel concerns the current
status and direction of research in these areas. At the present time, work in
each area reveals a discernible shift away from investigating the condition or
phenomenon per se, focusing instead on the situation-and subject-determined
variables. This significant turning point calls attention to the key
importance of the psycho-social context in which these experiences are
inextricably embedded. Related to this new research strategy, recent findings
and shifts in theorizing about altered states of consciousness have taken a
more positive turn.
As a case in point, the aftereffects of
dream deprivation, both positive and negative, vary widely across subjects.
Dement (1960) found that "the kinds of alterations represent extensions or
revelations of tendencies native to the individual personality" and that their
form, degree, and dynamic meaning were influenced by the setting and by
interpersonal transactions. With regard to hypnotic susceptibility, Barber
(1964) has established the central importance of attitudinal and motivational
variables. Similarly, recent findings indicate that the nature and intensity
of hypnotic experiences are strongly influenced by the sociopsychological
milieu, particularly the mutual expectancies of subject and experimenter
(Sarbin & Lim, 1963).
The same trends are found in
sensory deprivation research. Considerable evidence has accumulated indicating
that greatly reduced sensory input can impair or facilitate mental functioning
depending on the particular interaction of set, setting, and personality
(Brownfield, 1964). For example, Leiderman (1964) found that "with the element
of fear removed, the imagery of sensory deprivation becomes like the imagery
of daydreams, quite familiar and usually not anxiety-producing."
Interestingly, sensory deprivation is reportedly therapeutic for some patients
(Zuckerman, 1964). The direction of thinking in this area is perhaps best
summed up by Suedfeld (1964). Noting that some experimentally isolated
subjects reveal striking creativity in solving problems, he poses the
question, "What would happen if creative behavior were externally reinforced
by the experimenter?"
Turning to the psychedelics, it has
become apparent that adverse psychological or behavioral effects are not
drug-specific. More generally, the nature, intensity, and content of the
experience are the result of complex transactions between the subject's past
history and personality, the set and expectancies of both subject and
administrator, and the physical and psychological setting in which the
experience takes place (see e.g., Unger, 1964a). As in the case of related
phenomena, most of these determinants of response to LSD can be intentionally
arranged and manipulated so as to foster either a propitious or a stressful
experience. In the search for relatively invariant or "drug-specific"
reactions much of the research until recently has failed to assess, control,
or systematically vary relevant non-drug variables.
Laboratory studies of behavioral effects during the LSD-induced state have
been particularly insensitive to situation-and subject-determined variables.
Changes in performance levels on a wide variety of tasks have been extensively
investigated with inconclusive results. Instrumental learning has been found
to be impaired (Krus et al., 1963), enhanced (Rosenbaum et al., 1959), and
unchanged (Kornetsky, 1957). Both impairment and enhancement of color
perception have been reported (Wapner & Krus, 1960; Hartman &
Hollister, 1963). Similarly, studies of the effects of LSD on recall and
recognition, discrimination learning, concentration, symbolic thinking, and
perceptual accuracy have yielded contradictory results (see e.g., Trouton
& Eyesenck, 1961). It is perhaps significant that most of the laboratory
research has used the drug as a stressor with the intention of simulating
psychotic-like performance-impairment (psychotomimetic orientation). In
contrast, well over three hundred clinical studies on the therapeutic
effectiveness of LSD have reported almost uniformly positive results (Hoffer,
1965; Mogar, 1965a). This more recent line of investigation views the drug as
a liberator which facilitates accurate perception, self-insight, and
performance-enhancement (psychedelic orientation). Consistent with their
objectives and positive findings, clinical studies have generally (a)
optimized the context of the drug experience and (b) been particularly
attentive to individual differences in personality and set.
A number of studies have demonstrated that personality differences are as
important as preparation and setting in determining response to LSD. In a
study of immediate and long-term effects of the psychedelic experience, Mogar
and Savage (1964) found that post-LSD changes were related to personality
styles and modal defense patterns. The results indicated that subjects with a
well-defined but flexible self structure responded most favorably to the drug,
while those with either under-developed or overly-rigid ego defenses responded
less favorably. Similar differential findings have been obtained recently in
work with sensory deprivation and hypnosis. For example, both neuroticism and
"field-dependence" correlate significantly with disturbing, stressful
reactions to sensory deprivation (Zuckerman & Cohen, 1964). Other
isolation studies have found positive relationships between
"field-independence" and performance-enhancement (Brownfield, 1964), and
between "self-actualizing maturity" and enjoyment of sensory deprivation
(Blazer, 1963). Particularly relevant to the psychedelics is the finding that
positive visual imagery during isolation correlates highly with (a)
intellectual flexibility, breadth, and richness, (b) acceptance of one's
passive, feminine side, and (c) freedom from emotional disturbance and
constriction (Holt & Goldberger, 1961).
Comparable
results in research on individual differences in hypnotic susceptibility have
seriously undermined long-standing interpretations. Specifically, a host of
studies recently found that hypnotic susceptibility was negatively correlated
with neuroticism and placebo-responsiveness, and positively correlated with
emotional stability (Bentler et al., 1963; Lang & Lazovik, 1962). Although
generally unrelated to specific personality attributes in normal subjects,
independent work by Shor et al. (1962) and As (1963) indicate a consistently
high relationship between hypnotizability and the frequency of naturally
occurring altered states, particularly ecstatic and peak experiences. The
range of personal history experiences inventoried in these studies were
characterized by constructive use of regression, tolerance for logical
paradoxes, willingness to relinquish ego control, and the ability to suspend
disbelief or adopt an "as if" attitude. It is worth noting that these
correlates of hypnotic susceptibility are also associated with propitious
psychedelic states, certain aspects of creativity, and self-actualization. (3)
Current findings and theorizing in the various areas
considered here can be summarized briefly.. Whether self-induced,
stress-induced, or drug-induced, altered states of consciousness will be
welcomed and valuable rather than feared and harmful to the degree that the
sociopsychological demands of such experiences are congenial to the "kinetic"
needs and values of a given individual. Based on an analysis of imagery in
Rorschach responses, Holt and Havel (1960, p.311) reach a similar conclusion:
We find primary process thinking in conscious
subjects either out of strength or out of weakness. In the former case, it
is more likely to appear in a playful or esthetic frame of reference,
accompanied by pleasant affect. If, on the other hand, primary thinking
breaks through the usual defenses uninvited and unwanted, the subject may
feel anxious or threatened and is likely to act defensively.
This view is consistent with recent
developments in personality theory, particularly the current emphasis on
latent creative potential and self-actualizing tendencies. Representative of
this trend, the opposing dualisms in psychoanalytic theory have undergone
major revision so as to include regression in the service of the ego and
creative fusions of primary and secondary process thinking (Hilgard, 1962). In
a similar vein, Maddi (1963, p. 193) refers to the id as "the breeding ground
of love and worship, as well as of the novel imaginations which are eventually
applauded, instituted, and cherished by society." Stated simply, recent
theoretical innovations recognize that greater access to unconscious resources
is a cardinal feature of psychedelic, creative, and other novel perceptual
experiences, as well as psychosis. And that in contrast to hallucinatory
states, creative or revelatory experiences involve a temporary and
voluntary breaking up of perceptual constancies, permitting one "to
shake free from dead literalism, to re-combine the old familiar elements into
new, imaginative, amusing, or beautiful patterns" (Holt & Havel, 1960, p.
304).
PSYCHEDELIC EXPERIENCES AND CONTEMPORARY PSYCHOTHERAPY
Consistent with the scene in experimental psychology, a similar trend away
from viewing psychedelic phenomena as undesirable or pathological is also
apparent in clinical psychology and psychiatry. A growing recognition of the
potential value of psychedelic experiences is especially discernible in
contemporary psychotherapy. Recent theorizing in psychotherapy reveals an
increasing awareness of the restraints imposed by conventional modes of
thought and perception. As suggested earlier, current developments in
psychoanalytic theory correct the previous over-emphasis on maintaining
impulse-control and a sharp distinction between self and non-self. Instead,
present formulations recognize the relative flatness of consensual reality as
well as the creative potential of novel thoughts and impulses. Representative
of this trend, the conditions of mental health proposed by Heinz Hartmann
(1958) include the ability to "deautomatize" stereotyped perceptions and the
ability to maintain fluid subject-object boundaries. It is noteworthy that
similar attributes have been found to characterize highly self-actualized
persons. More significantly, a number of studies have found that novel states
of awareness including loss of distinction between self and non-self,
transcendental or peak experiences, and oceanic feeling states are fairly
common in the normal college population (As, 1962b; Shor, 1960). Furthermore,
there has been a greater willingness in recent years to acknowledge and report
such experiences without apology or embarrassment.
These
conceptual revisions and empirical findings also call attention to the
well-documented shortcomings of orthodox therapies and the critical need for
more effective techniques. In a recent critique of the status of
psychotherapy, Colby (1964) concludes that our current paradigms have
demonstrably failed and urges a major transition from ordinary to
extraordinary innovation. Certainly many therapists readily acknowledge what
Colby calls an impending crisis. However, Astin (196I) notes that "the
principle of functional autonomy will permit psychotherapy to survive long
after it has outlived its usefulness." A similar view is expressed by Korn
(1964,p.38) after examining previous reactions to new methods of treating
psychopathology.
It is notorious that virtually no nostrum has
ever been abandoned merely because it failed to work. The old method had
always to be overthrown by the new and it is also notorious that the
practitioners of the traditional way will attempt to prevent even the first
trial of the method on the strange grounds that it has never been tried and
proven a criterion not applied in their own case.
Despite the reluctance to abandon the old and embrace the new,
disillusionment with traditional techniques finds expression in the current
upsurge of interest among therapists of all persuasions in Zen Buddhism
(Maupin, 1962), existentialism (Lyons, 1961), and transcendental or peak
experiences (Maslow, 1962). Also indicative of present developments is the
host of studies establishing personal and cultural belief systems as key
variables in psychotherapy. The representative work of Hollingshead and
Redlich (1958) demonstrated a significant relationship between social class,
incidence and type of mental illness, and the form of treatment received. The
relationships found were remarkably consistent with middle-class American
values. Numerous studies have indicated that improvement in therapy involves a
basic change in the patient's core belief system, that therapists' values
influence both the process and outcome of therapy, and that in "successful"
outcomes, the patient's value orientation changes in the direction of the
therapist's (see, e.g., London, 1964; Schofield, 1964).
These trends are relevant to what is perhaps the major issue in psychotherapy
today, namely, the search for positive criteria of mental health or personal
growth which are explicitly based on humanistic values. It is now generally
recognized that psychological health or self fulfillment involves more than
the absence of illness or emotional disturbance. These developments in mental
health concepts have paralleled the recent discovery that most recipients of
psychotherapy are not suffering from the traditional forms of neurosis and
character disorder. While certainly self-dissatisfied and unfulfilled, the
person seeking therapy today is generally not unproductive, ineffective, or
crippled with neurotic symptoms. Many writers have described the typical
therapy patient as one who is relatively free of physical complaints, neurotic
anxiety and depression, failures of achievement, and interpersonal conflicts
(Strupp, 1963). In short, the hallmarks of emotional disorder are
conspicuously absent. Rather, the central struggle for an increasing number of
successful and relatively well-adjusted people seems to be "a loss of meaning
in life, an absence of purpose, or a failure of faith" (Schofield, 1964).
Modern discontent tends to take the form of alienation. In William Barrett's
terms, alienation from God, from nature, from the human community, and
ultimately, alienation from self (1958). While recognizing that the person
with problems in personal identity and life outlook deserves help, some
investigators have concluded that the psychotherapist is ill-equipped for such
a priestly task (Wheelis, 1958). This belief is somewhat substantiated by the
disappointment which many patients of this type experience in psychotherapy.
Yet a dearth of alternative resources seem open to the person in this
predicament.
In the light then of what seems to be an
incompatibility between psychotherapy, as traditionally conceived, on the one
hand, and the nature of modern discontent, on the other, it is certainly less
than a coincidence that many people who fit this description express an
interest in the psychedelic experience and find their way to LSD. It should
perhaps be emphasized that the only sentiment these people share with the
stereotyped beatnik is a sense of alienation from traditional values.
The attitudes and reactions to LSD, both positive and
negative, become more understandable when viewed against this background of
present-day trends in psychology and psychiatry. Within this broader context,
it is not surprising that the major application of LSD today is to treat
mental illness rather than produce it. Beyond this shift in emphasis,
the use of LSD for therapeutic purposes clearly reflects the ambivalence among
therapists toward the ever-growing number of meaning-and identity-seekers who
request their services. The research and clinical literature concerning LSD as
a therapeutic agent reveals two major viewpoints which seem representative of
this ambivalence. These two orientations are associated with greatly
dissimilar methods of administration. One emphasizes the use of LSD
periodically and in small doses as an adjunct to traditional techniques of
psychotherapy (Crockett et al., 1963). The other major approach employs LSD in
a single, large dose, producing an intense and prolonged psychedelic
experience. Applied in this manner, LSD serves as a catalyst for inducing
rapid and profound changes in the subject's value-belief system and in his
self-image (Sherwood et al., 1962). While recognizing the therapeutic benefits
of LSD, this latter technique places greater emphasis on its more unique
potentialities and value, namely, as a means of facilitating personal growth
and self-actualization. Rather than freedom from emotional symptoms, the
primary objective of the psychedelic experience becomes a major reorganization
of one's beliefs and life outlook. In short, the first method is essentially
illness-oriented, the second, health or growth-oriented.
When employed as an adjunct to psychotherapy, most investigators have
associated the beneficial effects of LSD with reduced defensiveness, the
reliving of early childhood experiences, increased access to unconscious
material, and greater emotional expression. In contrast, when used as a
primary vehicle for rapid personality change, emphasis is usually placed on
the transcendental quality of the experience, the resynthesis of basic values
and beliefs, and major changes in the relationship between self and
environment.
With regard to effectiveness, both orientations
have reported impressive results. Since over three hundred studies have been
reported, only the most salient and consistent findings will be summarized. (4)
Despite great diversity in the conduct of these studies, high improvement
rates have been almost uniformly reported, with both adults and children, and
in group as well as individual psychotherapy. Used either as an adjunct or as
a primary treatment method, LSD has been found to facilitate improvement in
patients covering the complete spectrum of neurotic, psychosomatic, and
character disorders. Particularly noteworthy are the positive results obtained
with cases highly resistant to conventional forms of therapy. High remission
rates among alcoholics, for example, have frequently been reported following a
single, large dose LSD session. Based on their findings with over one thousand
alcoholics, Hoffer and his co-workers concluded that LSD was twice as
effective as any other treatment program (1965). Other chronic conditions
carrying a poor prognosis which have responded favorably to psychedelic
therapy include sexual deviations, criminal psychopathy, autism in children,
and adolescent behavior disorders.
Since most reports have
been based on clinical judgments of unknown reliability, it is worth noting
that comparable results have been obtained by investigators in many other
countries. Furthermore, Freudian therapists, Jungians, behaviorists,
existentialists, and a variety of eclectic therapists have reported positive
findings with LSD. It seems safe to conclude from the breadth and consistency
of the clinical evidence that LSD can produce far-reaching beneficial effects
in some people, under some conditions. However, controlled studies of the
process variables involved have yet to be conducted. Specifically, in what
particular ways do various kinds of people respond to LSD, both during the
experience and afterward? What are the optimal conditions of preparation,
administration, and follow-up for given objectives, and for given subjects?
How can we account for the various kinds and extent of change which follow an
LSD experience? In short, despite the mass of accumulated data on the
outcome of psychedelic therapy, relationships among process
variables remain obscure.
Primarily because of the
controversy surrounding these chemical agents (which interestingly is confined
to the United States), controlled research aimed at maximizing their safety,
their effectiveness, and their human value has barely begun. In addition to
questions concerning the possible uses of LSD as a therapeutic or educative
device, its potential value as a basic research tool for investigating higher
mental processes has also been minimally explored. Although clinical evidence
and testimonial reports indicate that LSD promises to be a valuable tool for
both the study and enhancement of cognitive and perceptual functioning, such
claims have been neither supported nor refuted by means of controlled studies.
Other hypotheses readily testable include the suggested similarities noted
earlier between psychedelic, hypnotic, and dream states, the inspirational
phase of creativity, as well as sensory and dream deprivation experiences.
PSYCHEDELIC, NADIR, AND PEAK EXPERIENCES
The nature,
extent, and duration of effects both during and subsequent to the LSD-induced
state has been a major focus of study in the psychedelic research program
conducted at the International Foundation for Advanced Study, Menlo Park,
California. Over a three-year period, extensive assessments were obtained on
almost four hundred subjects before, during, and at various points following a
psychedelic experience. Each subject underwent a single, large dose LSD
session conducted in a comfortable, aesthetically pleasing setting. Although
trained staff members were present throughout the session day, primarily for
emotional support and human contact, no attempt was made to direct or
interpret the experience. Rather, the subject was urged to explore himself and
his universe without external guidance or intrusion. Prior to the LSD
experience, each subject was given a physical and psychiatric examination
followed by a series of preparatory interviews. These interviews were designed
to help the individual examine or reexamine his reasons for taking LSD, to
clarify whatever problems or questions he wished to explore, and to become
accustomed extensive follow-up evaluations were made covering a minimum of six
months.
The design of this research program was based on the
assumption that significant changes would occur along three major dimensions;
values and beliefs, personality, and actual behavior in major life areas. More
specifically, it was hypothesized that a profound psychedelic experience tends
to be followed by a major reorientation of one's value system and life
outlook. It was further hypothesized that this change in basic beliefs would
in terms be followed by slower alterations in personality as well as
changes in modal behavior patterns.
The findings so far
provide considerable support for the general hypothesis concerning parallel
changes in values, personality, and behavior (Mogar and Savage, 1964; Savage
et al., 1965a; Savage et al., 1965b). Three days following the LSD session, a
consistent and reliable increase was found in the extent to which an
individual agrees with test items reflecting a deep sense of meaning and
purpose in life, open-mindedness, greater aesthetic sensitivity, and sense of
unity or oneness with nature and humanity. Decreases were found on values
pertaining to material possessions, social status, and dogmatism. Also
significant was the finding that changes in personal beliefs either remained
constant or became still more prominent at later follow-ups. These were
consistent results cutting across such factors as age, sex, religious
orientation, or personality type. Thus, it seems safe to conclude that a rapid
and extensive change in values does tend to occur in most subjects, and
importantly, is maintained over time.
The additional
hypothesis that slower modifications in personality and behavior would occur
has also received considerable support. For example, the data show that if a
person values human brotherhood more after his psychedelic experience, his
personality and behavior reflect this new conviction. He tends to be less
distrustful and guarded with others, warmer and more spontaneous in expressing
emotion, and less prone to feelings of personal inadequacy. With regard to
modal behavior patterns, parallel changes tend to occur in such areas as
marital relations and work effectiveness (Savage et al., 1965a).
Although the overall results indicate that almost all subjects derived
some degree of benefit along the lines hypothesized, it is important to
emphasize that the nature, extent, and the stability of changes varied
considerably. Specific sources or correlates of this variability included
pre-LSD personality structure, the type of presenting problem, and variations
in the psychedelic experience itself. With regard to pre-LSD individual
differences, subgroups were objectively defined according to (a) personality
structure (anxiety neurotics, borderline psychotics, nonconforming normals,
manic-impulsives, and normal depressives), and (b) major defense pattern
(hysterical, intellectual-compulsive). Despite the brevity of the LSD program,
all subgroups displayed positive personality changes at two and six months
following the psychedelic experience. The nature and extent of improvement
compared most favorably with longer-term orthodox therapies (Mogar &
Savage, 1964).
Although each subgroup maintained significant
improvement, subjects varied considerably in their capacity to translate
profound insights into attitudes, feelings, and conduct. Individual
differences were particularly apparent at six months since by this time a
leveling off had generally occurred, that is, most subjects had in large part
come to terms with their rapidly altered self-world image. For six months
habitual patterns of response to situations had been scrutinized and
repeatedly challenged. Dissonance between thought, feeling, and action had
generally been reconciled and a higher level of integration achieved At six
months some individuals maintained and consolidated the gains demonstrated at
two months (Nonconforming Normals, Manic-Impulsives, Normal Depressives).
Others displayed further personal growth which was still in progress (Anxiety
Neurotics, Intellectual-Compulsives). Still others showed a tendency to
regress from the level of improvement indicated at two months (Borderline
Psychotics, Hysterics). In these subjects, either the pull of well-entrenched
maladaptive defenses and/or an uncongenial life environment undermined to some
extent the favorable personality alterations demonstrated earlier.
With regard to the nature of changes characterizing different
personality types, shifts tended to occur consistent with the symptoms and
defense pattern of a given group. Anxiety neurotics were less anxious,
compulsive, and withdrawn while close relationships were more gratifying. In
contrast, impulsive, hyperactive subjects led a more orderly, less hectic
existence and displayed greater impulse control.
The
"illness-oriented" nature of these findings reflects the fact that two-thirds
of the total sample resembled the typical case load of an outpatient
psychiatric clinic. The remaining one-third did not present complaints of a
psychiatric nature and revealed minimal emotional disturbance according to
both diagnostic evaluation and psychological test data. Instead, the interest
expressed by these subjects seemed to be "growth-motivated" rather than
"deficiency-motivated." Some were dimly aware of potentialities which they
hoped to activate and develop more fully. Others expressed a feeling of
emptiness and lack of meaningful purpose while adequately meeting the
exigencies of life. Still others sought a deeper understanding or more
satisfying resolutions to problems of an existential nature.
As a result of their stable life circumstances and relative freedom from
neurotic disturbance, these subjects were more likely to grapple with ultimate
problems during the LSD experience. In addition to self-identity and personal
worth, questions of love, death, creation and rebirth, and the resolution of
life paradoxes received frequent attention. Unlike the neurotic group,
childhood memories, intrapsychic conflicts, and specific interpersonal
relations were explored minimally. Accounts of the experience written shortly
afterward revealed that healthier subjects were less likely to view the
psychedelic state as fantastic or totally dissimilar from previous experience.
These personal reports together with clinical evaluations and ratings also
indicated that this group benefited considerably from the psychedelic
experience along the lines of self-actualization, richer creative experience,
and enhancement of specific aptitudes and talents. At the present time, these
tentative findings are being investigated more objectively with measures
appropriate for a normal sample. Thus it will be possible to compare
individuals, differing in personality and presenting problems, with regard to
health-growth dimensions as well as decreases in pathology.
Since most subjects in this series of studies were college trained and
psychologically sophisticated, it is noteworthy that the frequency of
occurrence of transcendental-like experiences is apparently as great in
"naive" prisoners and alcoholics (Unger, 1964a). Such communalities are not
surprising in view of the key role placed by universal and personal symbolism
in psychedelic experiences and the relatively weak role of the conscious self
(including verbal facility, accumulated knowledge, and intelligence). What
seems to be affected by subject-differences is the content of the experience,
rather than its form, intensity, or profundity.
Differences in the thematic content of the experience were
found among subjects with diverse cultural backgrounds. For example, wide
individual differences were demonstrated with respect to content in the
frequent experience of unity. However, the fact that the majority of subjects
experienced a sense of unity or oneness seems far more significant than
whether the unity was felt with self, nature, the universe, God, or some
combination of these. This is merely another way of saying that to the degree
an individual can verbalize the experience, he will draw on his own particular
semantic framework and belief system. One can only speculate on the
discrepancy between this communicated account of the experience and the
experience itself.
These findings suggest that the
profundity or intensity of a psychedelic experience is more crucially related
to subsequent change than thematic content. More specifically, the hypothesis
currently being tested is that subsequent transformations in values,
personality, and conduct are a function of the experience's intensity, either
positive or negative-or both. In other words, painful experiences can be as
personally revealing and permanently beneficial as experiences of great joy
and beauty.
The hypothesis that a profound and intense
psychedelic experience, regardless of its emotional valence, can serve as a
catalyst for rapid personal growth is consistent with current interpretations
of both nadir and peak experiences. Concerning nadir experiences, Erikson's
brilliant analysis of the post-adolescent identity crisis (1959) has recently
been extended to include periodic "crisis of maturation" (Kahn, 1963),
naturally occurring "desolation experiences" (Laski, 1961), and the
therapeutic value of "existential crises" (Bugental, 1965). In each case,
these writers emphasize that although negative and painful, a personal crisis
is: (a) not pathological, (b) a critical choice point in life necessitating a
"leap of faith," (c) an essential condition of growth and psychological
change, and (d) often a catalyst for an emerging inner conviction or new
awareness. The potential value of nadir experiences has been well-stated by
Forer (1963, p.280): "Crisis as a psychological experience is a part of any
creative effort, scientific, artistic, therapeutic, or inter-personal."
With regard to positive revelatory experiences, Maslow
recently developed the thesis that experiences referred to as religious,
mystical, or transcendental actually denote special cases of the more generic
"core-religious" or peak experience, described as the hallmark of highly
self-actualized people (Maslow, 1964). Similarly, the extensive research on
creativity by MacKinnon and his associates indicates that the truly creative
person is distinguished from the noncreative individual by his capacity for
"transliminal experience" (MacKinnon, 1964). Following Harold Rugg's study of
creative imagination, the transliminal experience is characterized by an
illuminating flash of insight occurring at a critical threshold of the
conscious-unconscious continuum. MacKinnon's description of the transliminal
experience bears a striking resemblance to the more inclusive peak experience.
Interestingly, Maslow (1964) suggests that psychedelic drugs may offer a means
of producing a controlled peak experience under observation, particularly in
"non-peakers."
Although tentative at this point, these lines
of investigation seem highly significant and certainly suggestive of future
directions in LSD research. And if the historical perspective described
earlier is relatively accurate, the exploration of ways of expanding human
consciousness will soon occupy a prominent position in the mainstream of
contemporary psychology. Should this prediction materialize, we can look
forward to a far more extensive application of these powerful agents as a
means of facilitating social as well as individual potentialities. For the
present, research with the psychedelics will continue to seek those conditions
which maximize their safety, their effectiveness, and their human value.
Footnotes
(1) See Rene Dubos'
excellent account of "Humanistic Biology" (1965). Similar trends in
contemporary fiction, poetry, and drama have been summarized by Mogar (1964).
(back)
(2) The comparable effects and
interpretations described here are well documented in the research literature.
Representative and recent reports may be found in Barron (1963) on creativity,
Zuckerman (1964) on sensory deprivation, Cohen (1964) on psychedelic states,
Weitzenhoffer (1963) on hypnosis, and Dement (1960) on dream deprivation. (back)
(3) The extensive research by Theodore
R. Sarbin and his co-workers indicates that the same "as-if" dimension is
central to both acting and hypnosis. The as-if attitude prominent in hypnotic
states is viewed as analogous to the "creative-if" proposed by Stanislavsky as
the very essence of acting talent (Sarbin & Lirn, 1963). (back)
(4) For more detailed and referenced
critiques of the extensive applications of LSD as a therapeutic agent, see the
reviews compiled by Hoffer (1965), Mogar ( 1965b), and Unger (1964b). (back)